Broker/ Dealers

Broker/ DealersIndustries

While working with your own clients, the best way to find a solution is to understand a situation inside and out. At Smith & Smith & Ruiz CPAs, we extensively use this approach for everything we do for bookers/dealers. We ensure that we are on top of the constantly changing regulatory picture and offer resolutions that help your operations and financial statements always comply.

We deliver focused audit and consultative services, and provide you with a transparent reporting programme which meets your client’s expectations and regulatory agencies’ requirements.

Services for broker/dealers include:

For Physicians01.

  • Tax Planning and Compliance
  • Financial Statement Audits
  • Streamlining Accounting Process
  • Improving Operations
  • Designing and Implementing Compliance Procedures
  • Testing and Structuring Internal Controls
how can we help you?

Whether you’re an individual, startup, small business, or a large corporation, our CPAs and staff are here to serve you and provide exceptional accounting services for you and your company.

Having to get some paperwork notarized on a Friday seams a bit harder than it is. Went to my bank first and they quit notarizing Medical POA’s and DPOA’s. So I called Smith & Smith & Ruiz CPA’s and thank goodness they were open, headed over and took care of it. Steve and his team are great!

Damon B.
Let Smith & Smith & Ruiz CPAs help you power your Broker/ Dealers revenue cycle.

Contact us to speak to a specialist today.

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