While working with your own clients, the best way to find a solution is to understand a situation inside and out. At Smith & Smith & Ruiz CPAs, we extensively use this approach for everything we do for bookers/dealers. We ensure that we are on top of the constantly changing regulatory picture and offer resolutions that help your operations and financial statements always comply.
We deliver focused audit and consultative services, and provide you with a transparent reporting programme which meets your client’s expectations and regulatory agencies’ requirements.
Services for broker/dealers include:
Tax Planning and Compliance
Financial Statement Audits
Streamlining Accounting Process
Designing and Implementing Compliance Procedures
Testing and Structuring Internal Controls